http://wealthfly.com/blog/2007/12/28/advisor-blog-fundmastery/ A blog for investment advisors, brokers and financial planners. Tue, 02 Dec 2008 00:53:04 +0000 http://wordpress.org/?v=2.3.3 http://wealthfly.com/blog/2007/12/28/advisor-blog-fundmastery/#comment-659 Andy Gluck Tue, 01 Jan 2008 07:47:19 +0000 http://wealthfly.com/blog/2007/12/28/advisor-blog-fundmastery/#comment-659 Advisor blogs should be moderated. Before any comment goes live, it must be reviewed and approved by your compliance officer. That's how all of my company's (www.advisorproducts.com) blogs work. If someone posts a comment that is offensive or that might break any compliance rules, you delete the comment. Advisor blogs should be moderated. Before any comment goes live, it must be reviewed and approved by your compliance officer. That’s how all of my company’s (www.advisorproducts.com) blogs work. If someone posts a comment that is offensive or that might break any compliance rules, you delete the comment.

]]> http://wealthfly.com/blog/2007/12/28/advisor-blog-fundmastery/#comment-636 Jon Hackett Fri, 28 Dec 2007 20:33:56 +0000 http://wealthfly.com/blog/2007/12/28/advisor-blog-fundmastery/#comment-636 Seems like there are a lot of compliance issues with blogs. How are financial advisors mitigating the compliance risks? Seems like there are a lot of compliance issues with blogs. How are financial advisors mitigating the compliance risks?

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